Does BLRS maintain a code of ethics?
A – Yes. BLRS is committed to the highest ethical and professional standards. We are required to adhere to the Code of Ethics and Professional Responsibility as outlined by the CFP Board Of Standards, Inc. Additionally, Mr. Losey is an approved member of The National Ethics Bureau. The NEB conducts the most comprehensive background and compliance checks in the financial services industry. As an approved member, Mr. Losey successfully passes a rigorous series of seven-year background checks for criminal, civil and business violations with the Department of Insurance, National Association of Securities Dealers, Securities and Exchange Commission, and the State Departments of Corporation, Commerce and Securities annually.
