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Does an underwriter stabilizing the price of a security have to comply with Rule 104 even though the securities qualify for the actively-traded securities exception under Rule 101?

April 26, 2017actively-traded comply price qualify rule securities security stabilizing underwriter

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Does an underwriter stabilizing the price of a security have to comply with Rule 104 even though the securities qualify for the actively-traded securities exception under Rule 101?

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Yes. Rule 104 does not contain an exception for actively-traded securities.