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Does an individual have to be sponsored by an investment advisor in order to take the Series 65 examination?

April 26, 2017advisor individual Investment SERIES sponsored

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Does an individual have to be sponsored by an investment advisor in order to take the Series 65 examination?

1 Answer

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No. Unlike an individual seeking to take the Series 7, a sponsoring firm is not required for an individual to open a Series 65 exam window and take the Series 65 exam.