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Does ACI conduct year-end audits?

ACI audits conduct year-end
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Does ACI conduct year-end audits?

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ACI is prohibited from providing year-end audits for independence reasons. The year-end audit is conducted with the purpose of providing independent third party verification of the accuracy of the broker dealer’s books and records. As the preparer of books and records, ACI is not considered independent because we would be reviewing our own work product.

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