Important Notice: Our web hosting provider recently started charging us for additional visits, which was unexpected. In response, we're seeking donations. Depending on the situation, we may explore different monetization options for our Community and Expert Contributors. It's crucial to provide more returns for their expertise and offer more Expert Validated Answers or AI Validated Answers. Learn more about our hosting issue here.

Does a firm have to wait for a state to approve an individual who has transitioned before submitting the Form U-4 Amendment filing for the individual?

Amendment approve firm form individual State transitioned u-4 wait
0
Posted

Does a firm have to wait for a state to approve an individual who has transitioned before submitting the Form U-4 Amendment filing for the individual?

0 CommentsAdd a Comment

1 Answer

0

No. The firm may submit the Form U-4 Amendment filing before a state approves the Transition Filing.

0 CommentsAdd a Comment

Related Questions

What is your question?

*Sadly, we had to bring back ads too. Hopefully more targeted.

Experts123