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Does a CPO or CTA that qualifies for the enhanced supervisory requirements have to meet capital requirements?

April 26, 2017Capital CTA Enhanced meet qualifies requirements supervisory

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Does a CPO or CTA that qualifies for the enhanced supervisory requirements have to meet capital requirements?

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Yes. CPOs and CTAs must meet the requirements imposed by the Interpretive Notice 9021 unless the CPO or CTA asks for, and receives, a waiver from complying with the enhanced capital requirement.