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Do I have to continue to send paper copies of Notice Filings to states authorities once I make my initial electronic Form ADV filing using IARD?

April 26, 2017Authorities Continue copies filings initial Notice paper send

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Do I have to continue to send paper copies of Notice Filings to states authorities once I make my initial electronic Form ADV filing using IARD?

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We understand that all the states will accept an electronic Notice Filing of Part 1 through IARD. Each Notice Filing is sent electronically to those states you designate on Form ADV. Some states, however, may require that you send them a paper copy of Part 2.