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Could the Exchange investigate the J-Nomad and impose sanctions against it in case of a failure of the Listed Company to follow the advice or guidance of the J-Nomad?

April 26, 2017Case COMPANY exchange failure Follow investigate j-nomad sanctions

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Could the Exchange investigate the J-Nomad and impose sanctions against it in case of a failure of the Listed Company to follow the advice or guidance of the J-Nomad?

1 Answer

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10 Posted

Yes, the Exchange may investigate the J-Nomad’s work, and the advice provided, to ensure the J-Nomad acted in accordance with the regulations. Actions taken by the Exchange may be based on such investigation.