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Can the Commissions staff interpret a particular law or rule for me?

April 26, 2017Commission interpret Law particular rule staff

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Can the Commissions staff interpret a particular law or rule for me?

2 Answers

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. No. Interpreting laws or rules means giving legal advice. The law prohibits Commission employees from interpreting laws in order to guide citizens in particular or hypothetical situations. Licensees should have interpretations they need made by their broker or, if the broker approves, by the broker’s attorney.

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A. No. Interpreting laws or rules means giving legal advice. The law prohibits Commission employees from interpreting laws in order to guide citizens in particular or hypothetical situations. Licensees should have interpretations they need made by their broker or, if the broker approves, by the broker’s attorney.