Can our firm still mark the “Yes” box in Item 11 even if we haven reviewed information concerning each of our recommendations?
Even if you mark the “Yes” box in Item 11, there are some securities for which we would not expect you to review Y2K information, such as securities issued or guaranteed by the U.S. Government, securities maturing before January 2000, and securities in which your clients hold small positions relative to their other holdings.
