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Can my firm contractually arrange for another firm to transmit orders to OATS?

April 26, 2017arrange contractually firm oats orders transmit

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Can my firm contractually arrange for another firm to transmit orders to OATS?

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Your firm can enter into a contract with one or more firms or third parties (also known as transmitting firms) under which a transmitting firm agrees to make reports to OATS on behalf of your firm. Such arrangements should clearly specify the duties of each party with respect to OATS reporting.