Can I request a Central Registration Depository (CRD) report on my broker/dealer or sales agent?
Yes, please contact the National Association of Securities Dealers Regulation, Inc. (NASD) BrokerCheck Foyer • • Question: In August of 1996, I tried to rent a car from five different rental companies and they all told me no, not without a credit card. I believe that there was a law passed help New York residents without credit cards rent cars. Answer: In 1980, the General Business Law was amended prohibiting auto rental companies from refusing to rent a vehicle to a New York resident without a credit card. Companies may, however, impose other lawful requirements on a renter without a credit card, such as a deposit. In addition, rental agencies may not discriminate on the basis of age, as long as the applicant is 18 years old or older and insurance coverage is available. Finally, auto rental companies may not discriminate based on the race, color, ethnic origin or sex of the prospective renter. • Question: I live out of state and plan on renting a car from a rental agency in New York w
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- Will clearing firms have access to FINRA’s Central Registration Depository (CRD) database in order to retrieve the CRD numbers of their correspondent firms?
- Can I request a Central Registration Depository (CRD) report on my broker/dealer or sales agent?