Can I rely on the mobility exemptions in Part 5 of MI 11-101?
No. Neither you nor your firm is entitled to rely on the mobility exemptions under Part 5 of MI 11-101 because the Ontario Securities Commission has not adopted MI 11-101. Question 2: The firm I work for has its head office in Ontario but my working office is located outside of Ontario. Can I rely on the mobility exemptions in Part 5 of MI 11-101? Answer: Yes. An individual representative with a working office located outside of Ontario may rely on one of the mobility exemptions for individual representatives. However, the firm must be registered in the non-principal jurisdiction where the client now resides because the firm is not eligible for any mobility exemption. Question 3: I had a client who moved to another jurisdiction and became the client of another registrant in that jurisdiction before MI 11-101 came into force on September 19, 2005. Can I rely on one of the mobility exemptions in Part 5 to resume providing services to my old client? Answer: No. You would have to become re
