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Can I maintain an active registration with two FINRA member firms concurrently?

April 26, 2017active concurrently FINRA firms maintain registration

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Can I maintain an active registration with two FINRA member firms concurrently?

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FINRA does not prohibit an individual from maintaining concurrent registrations, but both member firms must agree to this arrangement. You must be sure that this dual affiliation does not violate the registration requirements of other regulatory organizations or state securities commissions.