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Can a SEC registered investment adviser accept confirmations and statements in lieu of a personal securities transaction report by the access person?

April 26, 2017adviser confirmations Investment lieu registered sec securities statements

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Can a SEC registered investment adviser accept confirmations and statements in lieu of a personal securities transaction report by the access person?

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Confirmations and statements may be accepted in lieu of transaction and holdings reports so long as the confirmations and statements contain all required information and as long as the information is current within 45 days of reporting for holdings reports and so long as they are received within 30 days of the end of each calendar quarter for personal securities transactions.