Can a companys compliance officer sign Form LM-10?
A68. Ordinarily, no. The LMRDA provides that an employer report must be signed “by its president and treasurer or corresponding principal officers.” 29 U.S.C. 433(a). In addition to the exception explained in FAQ, Question 66, which allows delegation of signing authority in certain limited circumstances for a fiscal year beginning on or before December 31, 2005, other officers can sign the report if they perform many of the functions normally performed by a company’s president and/or treasurer. If a report is signed by an officer other than the president and/or treasurer, in Item 13 or 14 of Form LM-10, as appropriate, cross out the pre-printed officer title and insert the appropriate officer title.
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