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As part of FINRA rulebook consolidation, Incorporated NYSE Rule 392 was deleted from the FINRA rulebook. Does this mean that my firm no longer has any obligations under NYSE rules?

April 26, 2017consolidation deleted FINRA firm incorporated mean nyse rule Rulebook

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As part of FINRA rulebook consolidation, Incorporated NYSE Rule 392 was deleted from the FINRA rulebook. Does this mean that my firm no longer has any obligations under NYSE rules?

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A1.3. No. Although FINRA deleted Incorporated NYSE Rule 392 from FINRA’s rulebook, firms that are members of the NYSE may have an obligation to report under NYSE Rule 5190 (which replaced NYSE Rule 392), in the form specified by the NYSE, with respect to securities offerings. Firms should consult with the NYSE for guidance on their rules.