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Are transactions in foreign securities subject to real-time reporting and dissemination?

April 26, 2017dissemination foreign real-time securities Subject transactions

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Are transactions in foreign securities subject to real-time reporting and dissemination?

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A700.8: Yes, transactions in foreign securities are subject to the same reporting requirements as other OTC Equity Securities (unless expressly exempt from reporting under Rule 6622(g)), and FINRA disseminates last sale information for transactions in foreign securities, as well as ADRs and Canadian issues, on a real-time basis. See Regulatory Notice 08-51 (September 2008).