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Are there any restrictions on stock certificates accepted by thinkorswim?

April 26, 2017stock certificates thinkorswim

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Are there any restrictions on stock certificates accepted by thinkorswim?

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Yes. Penny stock certificates or stock certificates with a restricted legend for any OTC bulletin board stock will be returned to the client as these are not accepted by thinkorswim. Please review fees for processing of all other stock certificates.