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Are there any exceptions to the SIA surety bond requirement?

April 26, 2017exceptions requirement SIA surety bond

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Are there any exceptions to the SIA surety bond requirement?

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Yes, if an Alaska registered SIA has its principal place of business (home state) outside Alaska and is registered as an Investment Adviser in the home state and is in compliance with the home state s bonding requirements, then the Alaska registered SIA is exempt from the Alaska bonding requirements. (3 AAC 08.025(c)).