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Are Schedules 13-D and 13-G required to be filed with NASDAQ?

April 26, 2017filed NASDAQ Schedules

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Are Schedules 13-D and 13-G required to be filed with NASDAQ?

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No. Schedules 13-D and 13-G are not required to be filed with NASDAQ. The Dodd-Frank Wall Street Reform and Consumer Protection Act amended Sections 13(d) and 13(g) of the Act to eliminate the prior obligation to file these forms with the issuer of the securities and each exchange where the securities were traded.