Are non-U.S. companies required to notify NASDAQ of equity compensation plans and arrangements pursuant to the Listing of Additional Shares process?
Under Listing Rule 5250(e)(2), companies that list common stock or ordinary shares are required to notify NASDAQ of equity compensation plans and arrangements unless the company has obtained shareholder approval. This notification requirement does not apply to companies that only list American Depositary Receipts on NASDAQ.
Under Listing Rule 5250(e)(2), companies that list common stock or ordinary shares are required to notify NASDAQ of equity compensation plans and arrangements unless the company has obtained shareholder approval. This notification requirement does not apply to companies that list only American Depositary Receipts on NASDAQ.
Related Questions
- Are non-U.S. companies required to notify NASDAQ of equity compensation plans and arrangements pursuant to the Listing of Additional Shares process?
- Is a company required to notify NASDAQ of equity compensation plans and arrangements pursuant to the Listing of Additional Shares process?
- Is NASDAQs requirement for shareholder approval of equity compensation plans or arrangements applicable to initial listings?
