Are NASDAQ-listed companies required to provide annual reports to their shareholders?
Yes. Under Listing Rule 5250(d), each issuer shall make available to shareholders an annual report containing audited financial statements of the company and its subsidiaries, which, for example, may be on Form 10-K, 20-F, 40-F or N-CSR. The issuer may satisfy this requirement by: (i) by mailing the report to shareholders, (ii) satisfying the requirements for furnishing an annual report contained in Exchange Act Rule 14a-16 or (iii) posting the report on or through the company’s website, issuing a press release announcing the availability of the report, and sending a hard copy to any shareholder within a reasonable time following a request for a copy.
Yes. Under Listing Rule 5250(d), each company must make available to shareholders an annual report containing audited financial statements of the company and its subsidiaries, which, for example, may be on Form 10-K, 20-F, 40-F or N-CSR. The company may satisfy this requirement by: (i) by mailing the report to shareholders, (ii) satisfying the requirements for furnishing an annual report contained in Exchange Act Rule 14a-16 or (iii) posting the report on or through the company’s website, issuing a press release announcing the availability of the report, and sending a hard copy to any shareholder within a reasonable time following a request for a copy.
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