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Are FINRA member firms required to file branch offices in Ohio?

April 26, 2017branch file FINRA firms Offices Ohio

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Are FINRA member firms required to file branch offices in Ohio?

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Effective July 3, 2006, dealers are requires to file a uniform Form BR for each new and existing branch office through the CRD. A Form BR is considered filed with the Division upon acceptance by the CRD.