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Are financial planners or investment advisors required to register in Virginia?

April 26, 2017advisors financial Investment Planners REGISTER Virginia

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Are financial planners or investment advisors required to register in Virginia?

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A. Virginia law requires that, with some exceptions, any person who is engaged in the business of, and compensated for, advising others as to the value of securities or the advisability of investing in, purchasing, or selling securities, must register with us.