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Am I eligible for a Securities Dealer Blanket Bond or must I apply for a Form 14 Broker-Dealer Fidelity Bond?

April 26, 2017Blanket Bond broker-dealer Dealer eligible Fidelity form securities

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Am I eligible for a Securities Dealer Blanket Bond or must I apply for a Form 14 Broker-Dealer Fidelity Bond?

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If you meet these eligibility requirements you may apply for a Securities Dealer Blanket Bond, otherwise please apply for a Form 14 Broker-Dealer Fidelity Bond. • Your requested bond limit is from $25,000 to $5 million; (Limits in excess of $1,000,000 must complete the Form 14 Broker-Dealer Fidelity Bond Application) • You have no claims paid under your Fidelity Bond in the past 5 years; • Maximum of 2500 employees including registered representatives; and • Maximum of 200 branches (excluding main office); • No additional coverage requested in addition to the automatic riders; • Home office is domiciled within the United States.