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Alert from DFI Considering Selling Life Settlement Investments?

April 26, 2017Alert considering dfi investments life Selling

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Alert from DFI Considering Selling Life Settlement Investments?

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August 10, 2010 The Washington State Securities Division has received a number of inquiries about whether persons who are not licensed as securities salespersons or broker-dealers may sell investments in life settlements to their customers. This alert explains how investments in life settlements may be securities and discusses the possible consequences of selling such investments.