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A firm has Non-Registered Fingerprint individuals (NRFs) that it needs to terminate. How does the firm terminate these individuals?

April 26, 2017fingerprint firm individuals Needs non-registered nrfs

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A firm has Non-Registered Fingerprint individuals (NRFs) that it needs to terminate. How does the firm terminate these individuals?

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As of Release 4.0, which was implemented March 18, 2002, the personal data (e.g., hair/eye color, weight) are no longer mandatory fields for termination. The firm may terminate an individual by submitting an NRF amendment filing which includes the Date of Termination. FINRA no longer terminates non-registered individuals.