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A filer has checked “no” to all 5 statements on the signature page of the form. Am I required to retain Parts I-V of the form, even though the filer had nothing to report?

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A filer has checked “no” to all 5 statements on the signature page of the form. Am I required to retain Parts I-V of the form, even though the filer had nothing to report?

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No, you are not required to retain Parts I-V under these circumstances. If the filer has answered “no” to all 5 statements on the signature page, you are required to keep only the signature page.

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